Define and ensure the achievement of environmental, social, governance (ESG) and ethical factors from a risk management from a risk management perspective, and…
Identify gaps in knowledge and training, proactively proposing and executing training endeavors to guarantee Advisors and compliance staff are adept in…
Ability to travel within Canada, US & International (~35%) and possess/be able to acquire and maintain a valid passport. Develop and maintain work instructions.
Complete audit calls to verify lease information. Vault is a non-bank private lending company offering a wide array of financial services such as mortgage,…
Hold and maintain a valid Class “G” driver’s licence. This position shall also provide leadership to direct reports, assess, develop, and evaluate divisional…
Coach, mentor, and develop succession plans for team members, including, but not limited to, direct reports. Provide strategic leadership for the Financial and…
A leader who has participated in the certification audit process and the preparations of the workplace and employees for third party certification and…
Must possess a valid Driver’s License and have a safe driving record. Reporting to the Vice President, Finance & Insurance, you will be responsible for…
Reporting to the Vice President, Engineering and Technical Systems, the Director, Engineering Regulatory Compliance and Support Assets, will lead the assessment…
Appointment as a special Constable is necessary, therefore a valid driver’s license with a clean driving record and a clean criminal record are required.
The Compliance department ensures that Societe Generale’s non-compliance and reputation risks are controlled, while supporting the businesses in the development…
The Compliance Officer helps develop, refine, and apply methodologies that contribute toward risk-based monitoring and oversight of our core regulatory…
Conduct quality audits and develop quality management and quality assurance standards. Conduct research to determine efficiency and effectiveness of managerial…
Conduct research to determine efficiency and effectiveness of managerial policies and programs. Analyze and provide advice on the managerial methods and…
The ideal candidate will be able to effectively manage our compliance program, amend it to comply with any upcoming regulations as well as carry out necessary…
With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of provincial legislation regulating mortgage brokers,…
Facilitate the maintenance of risk corporate policies, including credit and counterparty risk, market risk, operational risk, compliance, and business…
The position involves participating in research and regulatory compliance initiatives such as conducting routine quality assurance, monitoring and directed…
Compliance Oversight: Provide strategic direction and leadership for the development, implementation, and maintenance of the company's compliance program.